AI Incident Response Protocol

48-hour response plan for AI-related incidents including misuse, privacy breaches, and academic integrity violations.

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Experiencing an AI-Related Emergency?

For immediate assistance with critical AI incidents:

šŸ“ž District IT Security: (Insert your number)

šŸ“§ Emergency Response: (Insert your email)

Note: These are example placeholders. Districts should customize with actual contact information.

āš ļø

Incident Severity Classification

Classify the incident to determine the appropriate response level and timeline.

Level 1: Low

Minor policy violations with minimal impact

Examples:
  • Student uses AI without citation
  • Inappropriate prompt attempt
  • Minor terms violation
Level 2: Medium

Significant violations requiring intervention

Examples:
  • Repeated academic dishonesty
  • Sharing inappropriate content
  • Unauthorized data collection
Level 3: High

Serious incidents with broad impact

Examples:
  • Data breach involving AI tools
  • Systemic cheating ring
  • Harassment via AI
  • Deepfake of student/staff circulating within school
Level 4: Critical

Emergency requiring immediate action

Examples:
  • Large-scale data exposure
  • Legal/regulatory violation
  • Threat to student safety
  • Deepfake distributed publicly or used for extortion/harassment

48-Hour Response Timeline

Structured response protocol ensuring timely and effective incident management

0-2 Hours

Immediate Response

  • Contain the incident
  • Document initial details
  • Notify response team
  • Assess severity level
2-6 Hours

Investigation

  • Gather evidence
  • Interview involved parties
  • Review system logs
  • Determine scope
6-24 Hours

Assessment

  • Complete investigation
  • Identify root cause
  • Assess full impact
  • Develop action plan
24-48 Hours

Resolution

  • Implement fixes
  • Notify stakeholders
  • Document lessons
  • Update policies

šŸ“ Incident Report Form

Include specific details about the AI tool involved and any immediate actions taken.

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Incident Response Team

Key roles and responsibilities in the incident response process.

Incident Commander

IT Director/CTO

Overall response coordination, external communication, final decisions

Technical Lead

IT Security Manager

Technical investigation, system analysis, security measures

Academic Lead

Assistant Superintendent

Academic integrity issues, student discipline, teacher support

Legal Advisor

District Counsel

Legal compliance, liability assessment, regulatory requirements

Communications

PR Director

Stakeholder messaging, media relations, crisis communication

Student Services

Student Affairs Director

Student support, counseling coordination, parent liaison

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Communication Templates

Ready-to-use templates for stakeholder communication during incidents.

āš ļø Customization Required: These templates contain placeholders like [Name], [Phone], [Email], and [Contact]. Replace all bracketed items with your district's actual information before use.

Initial Stakeholder Notification

Subject: Important: AI-Related Incident Notification - Immediate Action Required Dear Parents and Guardians, We are writing to inform you of an AI-related incident that occurred today, [Date], at approximately [Time] involving [Grade Level/Class]. In accordance with our commitment to transparency and student safety, we are notifying all potentially affected families. What Happened: During a classroom activity using [AI Tool Name], we discovered that [specific incident - e.g., "inappropriate content was generated," "student data may have been inadvertently shared," "the AI tool provided academically incorrect information"]. The incident was immediately reported by [Teacher/Student/Staff] and our response protocol was activated. Immediate Actions Taken: • The AI tool has been temporarily suspended from use • All affected student accounts have been secured • Our IT team has conducted a preliminary security assessment • District administration and legal counsel have been notified • We have contacted the AI vendor for immediate support Impact on Your Child: [Choose appropriate: "Your child's class was directly involved" / "Your child may have been indirectly affected" / "We are notifying you as a precaution"] What We Need From You: • Please discuss this incident with your child using age-appropriate language • Monitor for any unusual account activity or communications • Report any concerns to us immediately at [Phone] or [Email] • Attend our emergency parent meeting on [Date/Time] via [Location/Zoom Link] Next Steps: 1. Full investigation will be completed within 48 hours 2. Detailed report will be provided by [Date] 3. Parent information session scheduled for [Date/Time] 4. Review of all AI tool safety protocols 5. Additional staff training on AI tool monitoring Your Rights: • You may request that your child be excluded from AI tool use • You have the right to review any data collected about your child • Counseling support is available for any students who need it We sincerely apologize for this incident and any concern it may cause. Student safety and privacy are our highest priorities. For immediate concerns or questions, please contact: • Principal [Name] at [Phone] or [Email] • IT Security: [Contact] • District Office: [Contact] Thank you for your understanding and cooperation. Sincerely, [Principal Name], Principal [Superintendent Name], Superintendent Confidential Notice: This communication contains sensitive information. Please do not share on social media.

Resolution Communication

Subject: Final Update: AI Incident Resolution and Lessons Learned Dear School Community, We are writing to provide you with the final update regarding the AI-related incident that occurred on [Original Date]. Our investigation is now complete, and we want to share our findings, the actions we've taken, and the measures we're implementing to strengthen our AI safety protocols. Investigation Summary: Our investigation team, consisting of IT specialists, administrators, and external consultants, has completed a thorough review of the incident. Root Cause: The incident was caused by [e.g., "a configuration error in privacy settings," "inadequate content filtering," "unauthorized third-party data sharing"] Scope of Impact: • Number of students affected: [Number] • Data involved: [Type of data - e.g., "names and grade levels only," "no sensitive information"] • Duration of exposure: [Timeframe] • Risk assessment: [Low/Medium/High] based on [criteria] Contributing Factors: • [Factor 1 - e.g., "Insufficient staff training on AI tool settings"] • [Factor 2 - e.g., "Vendor's unclear privacy documentation"] • [Factor 3 - e.g., "Gap in our review process for new tools"] Immediate Remediation Actions Completed: āœ“ All affected accounts have been secured and passwords reset āœ“ The problematic AI tool has been reconfigured/replaced/removed āœ“ Additional security monitoring has been implemented āœ“ All staff have completed emergency AI safety training āœ“ Vendor has provided written assurance of corrective measures Long-Term Preventive Measures Now in Place: 1. Policy Updates: • Revised AI Acceptable Use Policy with stricter approval requirements • New mandatory 48-hour security review for any AI tool updates • Quarterly audits of all AI tools in use • Parent opt-in requirement for all AI tool usage 2. Enhanced Training Program: • Mandatory monthly AI safety briefings for all staff • Student digital citizenship curriculum updated with AI safety module • Parent education workshops scheduled monthly 3. Technical Safeguards: • Advanced content filtering system deployed • Real-time monitoring dashboard for AI tool usage • Automated alerts for unusual AI activity patterns • Weekly security scans of all educational technology 4. Governance Structure: • AI Safety Committee established with parent representation • Monthly review of all AI-related incidents • Quarterly reports to School Board on AI tool usage and safety Support Available: • Counseling services remain available for affected students • IT help desk for account security questions: [Contact] • Parent hotline for ongoing concerns: [Phone] Lessons Learned: This incident has reinforced the importance of vigilant oversight of AI tools in educational settings, transparent communication with our school community, and continuous improvement of our digital safety protocols. Moving Forward: While this incident was concerning, we want to assure you that no long-term harm to students has been identified, our response protocols worked as designed, and we are now better prepared to prevent similar incidents. Open Forum: We will host a community discussion on [Date/Time] at [Location] to answer any remaining questions and hear your suggestions for continued improvement. If you have any remaining concerns or questions, please contact: • Principal's Office: [Phone/Email] • District Technology Director: [Phone/Email] • Superintendent's Office: [Phone/Email] Thank you for your continued trust and partnership. Sincerely, [Principal Name], Principal [Superintendent Name], Superintendent [School Board President Name], Board of Education This report has been reviewed and approved by district legal counsel.